Senior Compliance Advisory Manager

Join a leading investment firm as a Senior Compliance Advisory Manager , where you’ll guide regulatory strategy, shape governance frameworks, and influence conduct risk management across senior stakeholder groups. This role suits a confident communicator with deep expertise in public markets and a passion for navigating complex regulation. About the role: You’ll provide regulatory advice and oversight to the Public Markets business, ensuring strong compliance governance and effective risk management. Working closely with senior leaders, you’ll help maintain a robust control environment and support the delivery of responsible, compliant investment practices. What you’ll bring: Proven compliance or advisory experience in asset management, legal, or consultancy environments Strong knowledge of financial regulations and products, including MiFID, UCITS, MMFR, CSDR, and securitisation Experience with front-office systems, conduct rules, and reporting frameworks (e.g. MAR, MiFID II, MiFIR) Excellent communication skills and a pragmatic, business-focused approach A great opportunity for a regulatory expert who enjoys operating at the intersection of compliance, strategy, and leadership.

Location: City of London, London, GB

Posted Date: 10/31/2025