Investment Compliance Specialist

Investment Compliance Specialist 80k-120k base strong bonus depending on experience level 3 days in office 2 from home Are you ready to shape the future of investment operations compliance? My client is seeking a driven Investment Operations Compliance Specialist to join their growing Investment Operations team. This newly established role plays a pivotal part in building and overseeing compliance controls across both pre-trade and post-trade activities, ensuring our portfolios operate within regulatory requirements, internal guidelines, and risk appetite. What You’ll Do Conduct pre- and post-trade compliance monitoring across all investment portfolios. Identify, investigate, and escalate compliance breaches working closely with Investment, Risk, and other key stakeholders. Ensure ongoing alignment of investment portfolios with regulatory obligations and internal policies. Help develop, test, and enhance compliance rules and systems on the Aladdin investment platform . Support the implementation of operational and risk control frameworks and contribute to audit and documentation processes. What You’ll Bring Proven experience coding and testing complex rules on Aladdin (essential). Proven Investment/Portfolio Compliance experience Strong analytical and data-handling skills, with a meticulous eye for detail. Solid understanding of regulatory frameworks, portfolio structures, and trade lifecycle processes. Experience working in a middle office or trade support function collaborating with Compliance, Risk, and Investment teams. Familiarity with both public and private asset data attributes, and ideally some exposure to derivative products. Excellent communication, organisation, and influencing skills. A proactive mindset and the ability to manage multiple priorities in a fast-paced environment.

Location: London,, GB

Posted Date: 10/30/2025